| 130/30 Mining LP - Class A units |
N/A |
Kevin MacLean
Laura Lau |
| 130/30 Mining LP - Class F units |
N/A |
Kevin MacLean
Laura Lau |
| 40 Split Income Trust |
NCE1028 |
none |
| 40 Split Income Trust - Capital units |
SFO.UN |
none |
| 40 Split Income Trust - Preferred securities |
SFO.PR.A |
none |
| Alliance Split Income Trust - Capital units |
ASI.UN |
none |
| Alliance Split Income Trust - Preferred securities |
ASI.PR.A |
none |
| Balanced Class |
NCE520 |
Michael Simpson
Sandy McIntyre |
| Balanced Fund |
NCE720 |
Michael Simpson
Sandy McIntyre |
| Blue-Chip Income Trust |
SIT.UN |
Michael Simpson |
| Canadian Energy Growth Class |
NCE501 |
Laura Lau
Mason Granger |
| Canadian Energy Growth Fund |
NCE701 |
Laura Lau
Mason Granger |
| Canadian Income Class |
NCE517 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 1 |
JHN601 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 2 |
JHN603 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 3 |
JHN605 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 4 |
JHN607 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 5 |
JHN609 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 6 |
JHN612 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 7 |
JHN614 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 8 |
JHN627 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Series 9 |
JHN630 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Total Return Class Series 1 |
JHN611 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Total Return Class Series 2 |
JHN616 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Total Return Class Series 3 |
JHN629 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Deposit Notes Total Return Class Series 4 |
JHN632 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Exchange Fund |
n/a |
none |
| Canadian Income Fund |
NCE717 |
Michael Simpson
Sandy McIntyre |
| Canadian Income Management Inc. - Debentures |
CAI.DB |
Michael Simpson
Sandy McIntyre |
| Canadian Income Management Trust - Trust units |
CNM.UN |
Michael Simpson
Sandy McIntyre |
| Canadian Income Management Trust - Warrants |
CNM.WT |
Michael Simpson
Sandy McIntyre |
| Canadian Resource Class |
NCE711 |
Kevin MacLean
Laura Lau
Mason Granger |
| CAPVEST Income Corp. - Common shares |
CSV |
none |
| CAPVEST Income Corp. - Debentures |
CVS.DB |
none |
| China Fund |
CHZ.UN |
Halbis Capital Management (Hong Kong) Limited |
| China Fund (Series A) |
NCE731 |
Halbis Capital Management (Hong Kong) Limited |
| China Fund (Series X) |
NCE1031 |
Halbis Capital Management (Hong Kong) Limited |
| Commercial and Industrial Securities Income Trust (COINS) |
COI.UN |
none |
| Commodities Income Trust |
SSJ.UN |
Laura Lau
Sandy McIntyre
Diapason Commodities Management S.A. |
| Diversified Income Fund |
SDT.UN |
none |
| Diversified Income Fund (Series A) |
NCE732 |
Sandy McIntyre
W. Shane Stuck
Michael Simpson |
| Diversified Income Fund (Series X) |
NCE1032 |
Sandy McIntyre
W. Shane Stuck
Michael Simpson |
| Diversified Income Trust II |
DTT.UN |
none |
| Diversified Preferred Share Trust |
DPS.UN |
W. Shane Stuck |
| Diversified Total Return Fund |
NCE722 |
Andrew McCreath |
| Dividend Growers Fund |
NCE723 |
Michael Simpson
Sandy McIntyre |
| Energy Income Fund (Series A) |
NCE729 |
Laura Lau
Sandy McIntyre
Mason Granger |
| Energy Income Fund (Series X) |
NCE1029 |
Laura Lau
Sandy McIntyre
Mason Granger |
| Equity Linked Y.I.E.L.D. Notes Series I |
JHN600 |
Michael Simpson |
| FIDAC U.S. Mortgage Trust |
SSF.UN |
none |
| Focused 50 Income Fund |
NCE718 |
none |
| Focused Growth & Income Trust |
SFG.UN |
none |
| Global DiSCS Trust 2004-1 |
DST.UN |
none |
| Global Dividend Growth Notes, R.O.C. Class, Series 1 |
JHN618 |
Michael Simpson |
| Global Dividend Growth Notes, R.O.C. Class, Series 2 |
JHN620 |
Michael Simpson |
| Global Dividend Growth Notes, R.O.C. Class, Series 3 |
JHN622 |
Michael Simpson |
| Global Dividend Growth Notes, R.O.C. Class, Series 4 |
JHN624 |
Michael Simpson |
| Global Dividend Growth Notes, R.O.C. Class, Series 5 |
JHN626 |
Michael Simpson |
| Global Dividend Growth Notes, Total Return Class, Series 1 |
JHN617 |
Michael Simpson |
| Global Dividend Growth Notes, Total Return Class, Series 2 |
JHN619 |
Michael Simpson |
| Global Dividend Growth Notes, Total Return Class, Series 3 |
JHN621 |
Michael Simpson |
| Global Dividend Growth Notes, Total Return Class, Series 4 |
JHN623 |
Michael Simpson |
| Global Dividend Growth Notes, Total Return Class, Series 5 |
JHN625 |
Michael Simpson |
| Global Index Income Trust |
SGT.UN |
Michael Simpson
Aubrey Hearn |
| Global Real Estate Fund - Class F units |
Merged |
none |
| Global Real Estate Fund - Listed units |
GRE.UN |
none |
| Global Small Cap Fund |
NCE725 |
none |
| Global Value Fund |
NCE726 |
none |
| Growth and Income Fund |
NCE727 |
Michael Simpson
W. Shane Stuck
Sandy McIntyre |
| Lazard Global Infrastructure Fund (Series A) |
NCE730 |
Lazard Asset Management LLC (Lazard) |
| Lazard Global Infrastructure Fund (Series X) |
NCE1030 |
Lazard Asset Management LLC (Lazard) |
| Lazard Global Listed Infrastructure Fund |
GLS.UN |
Lazard Asset Management LLC (Lazard) |
| MBS Adjustable Rate Income Fund |
MTF.UN |
none |
| MBS Adjustable Rate Income Fund II (converted 06/16/2009) |
MGS.UN |
none |
| MBS Adjustable Rate Income Fund II (Series A) |
NCE733 |
Pacific Income Advisers Inc. |
| MBS Adjustable Rate Income Fund II (Series X) |
NCE1033 |
Pacific Income Advisers Inc. |
| Mining Opportunities Class |
NCE524 |
Kevin MacLean |
| Money Market Class |
NCE519 |
W. Shane Stuck |
| Money Market Fund |
NCE719 |
W. Shane Stuck |
| Mortgage-Backed Securities Trust (CAD) |
MF.UN |
none |
| Multi Select Income Trust - Capital units |
MST.UN |
none |
| Multi Select Income Trust - Preferred securities |
MST.PR.A |
none |
| NCE Diversified Flow-Through (04) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (05) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (05-2) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (06) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (06-2) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (07) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (07-2) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (08) Limited Partnership |
Rolled over |
none |
| NCE Diversified Flow-Through (09) Limited Partnership |
N/A |
Kevin MacLean
Laura Lau
Mason Granger |
| NCE Flow-Through (2001-2) Limited Partnership |
Rolled over |
none |
| NCE Flow-Through (2002-1) Limited Partnership |
Rolled over |
none |
| NCE Flow-Through (2002-2) Limited Partnership |
Rolled over |
none |
| NCE Flow-Through (2003) Limited Partnership |
Rolled over |
none |
| NCE Flow-Through (2003-2) Limited Partnership |
Rolled over |
none |
| NCE Flow-Through (2004) Limited Partnership |
Rolled over |
none |
| Oil Sands and Energy Mega-Projects Trust |
OSM.UN |
Laura Lau
Mason Granger |
| Oil Sands Split Trust - Capital units |
OST.UN |
Mason Granger |
| Oil Sands Split Trust - Preferred securities |
OST.PR.A |
Mason Granger |
| Precious Metals and Mining Trust |
MMP.UN |
Kevin MacLean |
| Precious Metals Growth Class |
NCE503 |
Kevin MacLean |
| Precious Metals Growth Fund |
NCE703 |
Kevin MacLean |
| Premier Value Income Trust |
PVN.UN |
Michael Simpson
Sandy McIntyre |
| Primary Metals Corp. - Common shares |
PME |
Kevin MacLean |
| Principal-Protected Blue Chip Notes I |
SSC101 |
Michael Simpson
Sandy McIntyre |
| Principal-Protected Blue Chip Notes II |
SSC102 |
Michael Simpson
Sandy McIntyre |
| Principal-Protected Blue Chip Notes III |
SSC103 |
Michael Simpson
Sandy McIntyre |
| Principal-Protected Blue Chip Notes IV |
SSC104 |
Michael Simpson
Sandy McIntyre |
| Principal-Protected Blue Chip Notes V |
SSC105 |
Michael Simpson
Sandy McIntyre |
| Principal-Protected Blue Chip Notes VI |
SSC106 |
Michael Simpson
Aubrey Hearn
Sandy McIntyre |
| Pro-Vest Growth & Income Fund |
PRG.UN |
Michael Simpson
J. Andrew Guy
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 1 |
JHN602 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 2 |
JHN604 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 3 |
JHN606 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 4 |
JHN608 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 5 |
JHN610 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 6 |
JHN613 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 7 |
JHN615 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 8 |
JHN628 |
Michael Simpson
Sandy McIntyre |
| R.O.C. Canadian Income Deposit Notes Series 9 |
JHN631 |
Michael Simpson
Sandy McIntyre |
| REIT Fund |
NCE705 |
Dennis Mitchell
Sandy McIntyre |
| Rogers International Commodity Index Principal-Protected Notes Series I |
SSC151 |
Diapason Commodities Management S.A. |
| Rogers International Commodity Index Principal-Protected Notes Series II |
SSC152 |
Diapason Commodities Management S.A. |
| SEF Private Issuers Trust |
N/A |
Sandy McIntyre
Laura Lau
Mason Granger |
| Select 50 S-1 Income Trust |
SON.UN |
none |
| Select 50 S-1 Income Trust II |
SDE.UN |
none |
| Small Cap Income Fund |
NCE721 |
Michael Simpson |
| Strategic Energy Fund |
SEF.UN |
none |
| Strategic Energy Fund (excluding the value of securities of companies that are not publicly-listed or publicly-traded)* |
n/a |
none |
| Total Strategy Fund |
TSF.UN |
none |